Shanghao Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanghao Yang (楊尚昊), a licensed Representative with CE reference BMV465. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 7.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2022-08-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2022-08-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2022-08-29 | present |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-02 | 2022-08-26 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-02 | 2022-08-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-04-27 | 2021-06-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-27 | 2021-06-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-04-27 | 2021-06-12 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Shanghao Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Fong Yuen Law | Sino-Ocean Investment Management Limited | 2021–2022 |
| Wang Xi | Sino-Ocean Investment Management Limited | 2021–2022 |
| Weipeng Kong | Sino-Ocean Investment Management Limited | 2021–2022 |
| Yun Zhou | Sino-Ocean Investment Management Limited | 2021–2022 |
| Yuanqi Gao | Sino-Ocean Investment Management Limited | 2021–2022 |
| Yilin Dai | Sino-Ocean Investment Management Limited | 2021–2022 |
| Dan Li | Sino-Ocean Investment Management Limited | 2021–2022 |
| Yaohui You | Sino-Ocean Investment Management Limited | 2021–2022 |
| Qing Wang | Sino-Ocean Investment Management Limited | 2021–2022 |
| Kai Cheong Chung | Sino-Ocean Investment Management Limited | 2021–2022 |
| Ka Yiu Ng | Sino-Ocean Investment Management Limited | 2021 |
| Eda Yee Yee He | Sino-Ocean Investment Management Limited | 2021 |