Ka Wing Lam
林家詠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Lam (林家詠), a licensed former licensee with CE reference BMI348. This person has 2.9 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-23 | 2021-02-14 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-23 | 2021-02-14 |
| Sunfund Capital Limited 東皓資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-04-23 | 2021-02-14 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-13 | 2020-03-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-13 | 2020-03-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-02-13 | 2020-03-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.