Yu Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Chen (陳宇), a licensed Responsible Officer with CE reference BLN446. Currently licensed at 1 firm(s): Flow Capital Partners Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Flow Capital Partners Limited 琛資本香港有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-01 | present |
| Flow Capital Partners Limited 琛資本香港有限公司 |
RO | Type 4 - Advising on securities | 2025-09-01 | present |
| Flow Capital Partners Limited 琛資本香港有限公司 |
RO | Type 9 - Asset management | 2025-09-01 | present |
| Flow Capital Partners Limited 琛資本香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-10 | 2025-09-01 |
| Flow Capital Partners Limited 琛資本香港有限公司 |
Rep | Type 9 - Asset management | 2024-10-10 | 2025-09-01 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-03 | 2023-07-25 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-11-03 | 2023-07-25 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-23 | 2023-07-25 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 - Asset management | 2020-10-23 | 2023-07-25 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-02 | 2020-09-30 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-06-02 | 2020-09-30 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 9 - Asset management | 2020-06-02 | 2020-09-30 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-20 | 2020-04-24 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-15 | 2018-07-17 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-15 | 2018-07-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.