Haigen Zhou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haigen Zhou (周海根), a licensed Responsible Officer with CE reference BKB395. Currently licensed at 1 firm(s): Lion Global Financial Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.1 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-13 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 - Advising on securities | 2025-08-13 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 - Asset management | 2025-08-13 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-13 | 2025-04-15 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 - Advising on securities | 2024-06-13 | 2025-04-15 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-23 | 2023-08-11 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 - Advising on securities | 2022-02-23 | 2023-08-11 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-21 | 2021-08-16 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-21 | 2021-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Haigen Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.