Crystal Pui Wai Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Crystal Pui Wai Li (李沛慧), a licensed Responsible Officer with CE reference BJW088. Currently licensed at 1 firm(s): Pollock Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.3 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 9 - Asset management | 2026-11-13 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-12-04 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 4 - Advising on securities | 2020-12-04 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 - Asset management | 2019-06-14 | 2026-11-13 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-25 | 2020-12-04 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-25 | 2020-12-04 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-03 | 2018-12-12 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-03 | 2018-12-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Crystal Pui Wai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.