Tony Marian Chalmers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Marian Chalmers, a licensed Representative with CE reference BJV697. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 9.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-03-18 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-03-18 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2021-03-18 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-07-06 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-07-06 | present |