Dan Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Xu (許丹), a licensed Responsible Officer with CE reference BJC231. Currently licensed at 2 firm(s): CITIC CFI Securities Company Limited, CITIC Futures International Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 9.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-15 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-15 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-07-06 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-08-23 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-22 | 2020-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dan Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.