Tak Mo Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Mo Chan (陳德武), a licensed Representative with CE reference BIZ898. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 9.1 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-02-28 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-25 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-25 | present |
| Polen Capital HK Limited | Rep | Type 1 - Dealing in securities | 2017-03-09 | 2017-09-30 |
| Polen Capital HK Limited | Rep | Type 4 - Advising on securities | 2017-03-09 | 2017-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Mo Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.