Ka Yee Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Lee (李家儀), a licensed Responsible Officer with CE reference BIR670. Currently licensed at 1 firm(s): Raising International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-06 | present |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 4 - Advising on securities | 2026-02-06 | present |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 9 - Asset management | 2026-02-06 | present |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 9 - Asset management | 2025-08-19 | 2025-11-30 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-15 | 2025-11-30 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-15 | 2025-11-30 |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-18 | 2025-07-31 |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-18 | 2025-07-31 |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
Rep | Type 9 - Asset management | 2023-07-18 | 2025-07-31 |
| First Fidelity Capital (International) Limited | Rep | Type 4 - Advising on securities | 2021-04-12 | 2023-07-14 |
| First Fidelity Capital (International) Limited | Rep | Type 9 - Asset management | 2021-04-12 | 2023-07-14 |
| First Fidelity Capital (International) Limited | Rep | Type 1 - Dealing in securities | 2021-03-15 | 2023-07-14 |
| Aristo Securities Limited 雅利多證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-06 | 2021-03-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yee Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.