Yixing Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yixing Liu (劉奕星), a licensed Representative with CE reference BIG093. Currently licensed at 1 firm(s): CMB International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-14 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-14 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-02-14 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-17 | 2025-02-14 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-17 | 2025-02-14 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2022-08-17 | 2025-02-14 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-23 | 2022-08-17 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-23 | 2022-08-17 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-23 | 2022-08-17 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-26 | 2021-05-28 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-26 | 2021-05-28 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-26 | 2021-05-28 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-28 | 2018-07-13 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-28 | 2018-07-13 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-28 | 2018-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yixing Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.