Allen Yan
顏錫廉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Yan (顏錫廉), a licensed former licensee with CE reference BBP238. This person has 9.1 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2013-12-30 | 2023-01-31 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-12-30 | 2023-01-31 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2013-12-30 | 2023-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Allen Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.