Chun Yin So
蘇晉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yin So (蘇晉賢), a licensed former licensee with CE reference BIC661. This person has 5.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-20 | 2022-05-25 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2020-07-20 | 2022-05-25 |
| STI Asset Management Limited | Rep | Type 4 - Advising on securities | 2019-03-26 | 2020-06-05 |
| STI Asset Management Limited | Rep | Type 9 - Asset management | 2019-03-26 | 2020-06-05 |
| STI Asset Management Limited | Rep | Type 1 - Dealing in securities | 2019-01-24 | 2020-06-05 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-09 | 2018-07-26 |
| CASH Algo Finance Group Limited 時富量化金融集團有限公司 |
Rep | Type 9 - Asset management | 2016-10-11 | 2017-07-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Yin So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.