Tristan Hardwicke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tristan Hardwicke, a licensed Representative with CE reference BHY271. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 9.9 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-06-27 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-06-27 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2022-06-27 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-07 | 2022-05-13 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-07 | 2022-05-13 |
| Marex HK Asia Limited | RO | Type 2 - Dealing in futures contracts | 2016-12-19 | 2017-07-31 |
| Marex HK Asia Limited | Rep | Type 1 - Dealing in securities | 2016-08-11 | 2017-07-31 |
| Marex HK Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-11 | 2016-12-19 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Tristan Hardwicke during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| David Stuart Robinson | Marex HK Asia Limited | 2016–2017 |
| Michael Kevin Blackwell | Marex HK Asia Limited | 2016–2017 |
| Harvey Pok Man Yeung | Marex HK Asia Limited | 2016–2017 |
| Qin Wang | Marex HK Asia Limited | 2016–2017 |
| Matthew James Irwin | Marex HK Asia Limited | 2016–2017 |
| Lorenzo Lim Escano | Marex HK Asia Limited | 2016–2017 |
| Richard Edward Vine | Marex HK Asia Limited | 2016 |