Pui Yan Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yan Lam (林培人), a licensed Representative with CE reference BHV688. Currently licensed at 2 firm(s): HSBC Investment Funds (Hong Kong) Limited, HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-03-21 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-12-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-12-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-12-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2019-12-10 | 2022-07-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2019-12-10 | 2022-07-27 |
| BANDS Financial Limited 磐石金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-09 | 2018-09-30 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-16 | 2017-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.