Yan Lam Lee

李欣霖
CE No. BHP426 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Lam Lee (李欣霖), a licensed Responsible Officer with CE reference BHP426. Currently licensed at 1 firm(s): Quantum Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 13.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Quantum Capital Management Limited
量子資本管理有限公司
RO Type 4 - Advising on securities 2025-06-26 present
Quantum Capital Management Limited
量子資本管理有限公司
RO Type 9 - Asset management 2025-06-26 present
Kylin Brothers Capital International Limited
麒麟兄弟資本國際有限公司
RO Type 4 - Advising on securities 2024-07-23 2025-06-25
Kylin Brothers Capital International Limited
麒麟兄弟資本國際有限公司
RO Type 9 - Asset management 2024-07-23 2025-06-25
Star Sky Securities Limited
星空證券有限公司
Rep Type 9 - Asset management 2023-11-14 2024-05-17
Star Sky Securities Limited
星空證券有限公司
RO Type 9 - Asset management 2022-05-26 2023-11-14
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
RO Type 1 - Dealing in securities 2020-11-13 2022-05-25
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
RO Type 4 - Advising on securities 2020-11-13 2022-05-25
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
RO Type 9 - Asset management 2020-11-13 2022-05-25
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
Rep Type 4 - Advising on securities 2020-09-29 2020-11-13
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
Rep Type 9 - Asset management 2020-09-29 2020-11-13
Bosen Asset Management Limited
寶信資產管理有限公司
Rep Type 4 - Advising on securities 2016-11-25 2020-07-01
Bosen Asset Management Limited
寶信資產管理有限公司
Rep Type 9 - Asset management 2016-11-25 2020-07-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Lam Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Rui Song Bosen Asset Management Limited 2016–2020
Vincent Wing-Yuen Chu Bosen Asset Management Limited 2016–2020
Jackon Chung Keung Chan Bosen Asset Management Limited 2016–2018
Yelin Zhang Kylin Brothers Capital International Limited 2024–2025
Zuozhen Fu Star Sky Securities Limited 2022–2024
Shu Cheung Yau Shanggu Asset Management (Asia) Limited 2020–2022
Jane Ching Tsui Shanggu Asset Management (Asia) Limited 2020–2022
Wai Keung James Chan Shanggu Asset Management (Asia) Limited 2020–2022
Doris Pui Sze Ho-Lee Shanggu Asset Management (Asia) Limited 2020–2022
Yi Chuan Koay Shanggu Asset Management (Asia) Limited 2020–2022
Hiu Fai Ma Shanggu Asset Management (Asia) Limited 2020–2022
Ching Man Pang Shanggu Asset Management (Asia) Limited 2020–2022
Simon Sun Ming Wong Shanggu Asset Management (Asia) Limited 2020–2022
Ting Kay Ho Shanggu Asset Management (Asia) Limited 2020–2022
Yin Wing Leung Shanggu Asset Management (Asia) Limited 2021–2022
Chun Hin Chan Shanggu Asset Management (Asia) Limited 2021–2022
Freddy Goman Yu Ting Chong Star Sky Securities Limited 2023–2024
Ailin Mao Quantum Capital Management Limited 2025–present
Sai Wing Chan Quantum Capital Management Limited 2025
Yi-Nung Huang Shanggu Asset Management (Asia) Limited 2020–2021

Related