Nicholas Che-Sun Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Che-Sun Li (李子燊), a licensed Representative with CE reference BGQ870. Currently licensed at 1 firm(s): Houlihan Lokey (China) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 10.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-16 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-16 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-16 | present |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-04 | 2021-01-16 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-06-04 | 2021-01-16 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2015-12-15 | 2018-05-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Che-Sun Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.