Pan Lau
劉斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pan Lau (劉斌), a licensed Responsible Officer with CE reference BGO489. Currently licensed at 1 firm(s): Atta Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 10.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atta Securities Limited 紅蟻證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-05 | present |
| Atta Securities Limited 紅蟻證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-19 | 2019-07-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-10 | 2018-12-14 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-02-12 | 2018-03-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-23 | 2018-08-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-23 | 2016-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.