Phillip Lap Chi Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phillip Lap Chi Au (歐立智), a licensed Representative with CE reference BGK400. Currently licensed at 3 firm(s): Bright Smart Forex Limited, Bright Smart Securities International (H.K.) Limited, Bright Smart Futures & Commodities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading. This person has 10.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2018-11-30 | present |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-02 | present |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-05-02 | present |
| Zhongcai Securities Limited 中財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-23 | 2017-03-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Phillip Lap Chi Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.