Jian Luo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Luo (羅劍), a licensed Responsible Officer with CE reference BGE897. Currently licensed at 2 firm(s): Yue Xiu Securities Company Limited, Yue Xiu Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 8.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-15 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-08-15 | present |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-15 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 - Advising on securities | 2018-08-15 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-08-15 | present |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-15 | present |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-08-15 | 2024-07-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-08-15 | 2024-07-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jian Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.