Liangfeng Shu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liangfeng Shu (舒良峰), a licensed Representative with CE reference BGB337. Currently licensed at 1 firm(s): Cathay Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 10.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-18 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-18 | present |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-06 | 2020-04-30 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-19 | 2019-04-09 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-02-19 | 2019-04-09 |
| Apastron Capital Limited | Rep | Type 1 - Dealing in securities | 2017-10-06 | 2019-01-31 |
| Apastron Capital Limited | Rep | Type 6 - Advising on corporate finance | 2017-10-06 | 2019-01-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-23 | 2017-09-20 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-23 | 2017-09-20 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-03-02 | 2016-08-05 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-25 | 2016-08-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liangfeng Shu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.