Xin Liu
劉昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Liu (劉昕), a licensed Responsible Officer with CE reference BFZ385. Currently licensed at 1 firm(s): Ocean Cedar Asset Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-03-10 | present |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 9 - Asset management | 2022-03-10 | present |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 4 - Advising on securities | 2017-01-25 | 2019-05-14 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 9 - Asset management | 2017-01-25 | 2019-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xin Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.