Sharon Yim Lam
林琰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sharon Yim Lam (林琰), a licensed former licensee with CE reference AIN991. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2023-03-02 | 2024-07-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-09 | 2023-03-02 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-12-19 | 2022-11-25 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-22 | 2020-04-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-02-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2016-02-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |