Junxian Liu
劉俊賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junxian Liu (劉俊賢), a licensed former licensee with CE reference BFW869. This person has 7.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-12-24 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-12-24 | 2023-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-11-25 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-11-25 | 2023-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-11-25 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-11-25 | 2023-07-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-15 | 2021-09-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-01-15 | 2021-09-01 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-22 | 2020-12-24 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-22 | 2020-12-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-20 | 2017-06-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-20 | 2017-06-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-06-20 | 2017-06-14 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-22 | 2016-05-29 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-22 | 2016-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Junxian Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.