Wai Ling Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ling Lee (李慧玲), a licensed Responsible Officer with CE reference BFS692. Currently licensed at 1 firm(s): ONE Asset Management (HK) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-01-31 | present |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 9 - Asset management | 2022-01-31 | present |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-14 | 2022-01-31 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-01-14 | 2022-01-31 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-16 | 2021-11-18 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-16 | 2021-11-18 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 - Advising on securities | 2018-08-16 | 2021-11-18 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-16 | 2021-11-18 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 - Asset management | 2018-08-16 | 2021-11-18 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-16 | 2021-11-18 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 - Asset management | 2017-08-07 | 2018-08-16 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-30 | 2018-08-16 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-30 | 2018-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ling Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.