Xiangzi Luo
羅湘子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangzi Luo (羅湘子), a licensed former licensee with CE reference BFF182. This person has 10.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-02 | 2026-05-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-02-02 | 2026-05-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-25 | 2023-10-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-25 | 2023-10-06 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-30 | 2018-04-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-30 | 2018-04-26 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-04-30 | 2018-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiangzi Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ren Wang | BOCI Asia Limited | 2015–2018 |
| Ngat Chan | BOCI Asia Limited | 2015–2018 |
| Ka Hung Chan | BOCI Asia Limited | 2015–2018 |
| Chen Chi | BOCI Asia Limited | 2015–2018 |
| Zuo Qiu Fu | BOCI Asia Limited | 2015–2018 |
| Wai Lei | BOCI Asia Limited | 2015–2018 |
| Xinwei Xu | BOCI Asia Limited | 2015–2018 |
| Yue Xu | BOCI Asia Limited | 2015–2018 |
| Xuting Yao | BOCI Asia Limited | 2015–2018 |
| Andy To Chung Wai | BOCI Asia Limited | 2015–2018 |
| Swee Tin Lisa Lim | BOCI Asia Limited | 2015–2018 |
| Kit Ling Lau | BOCI Asia Limited | 2015–2018 |
| Guan Wang | BOCI Asia Limited | 2015–2018 |
| Sarah Lai Wong | BOCI Asia Limited | 2015–2018 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2015–2018 |
| Mario Altenburger | BOCI Asia Limited | 2015–2018 |
| Lu Chen | BOCI Asia Limited | 2015–2018 |
| Yiu Kei Leung | BOCI Asia Limited | 2015–2018 |
| Pauline Wai Wah Lee | BOCI Asia Limited | 2015–2018 |
| Lawrence Cho Ming Lau | BOCI Asia Limited | 2015–2018 |