Chen Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Zhao (趙晨), a licensed Representative with CE reference BEW516. Currently licensed at 1 firm(s): Guosen Securities (HK) Capital Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 11.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-21 | present |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-01 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-04 | 2021-03-15 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-27 | 2021-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.