King Fai Lo
羅景輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Fai Lo (羅景輝), a licensed former licensee with CE reference APJ118. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2023-04-24 | 2023-11-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-08 | 2023-04-24 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-12 | 2023-11-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-07 | 2015-01-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-13 | 2011-03-28 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-13 | 2011-03-28 |