Lok Man Leung

梁樂敏
CE No. BEN424 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Man Leung (梁樂敏), a licensed Responsible Officer with CE reference BEN424. Currently licensed at 1 firm(s): BX Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.3 years of SFC licence history. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
BX Securities Limited
寶信證券有限公司
RO Type 1 - Dealing in securities 2019-10-21 present
BX Securities Limited
寶信證券有限公司
RO Type 4 - Advising on securities 2019-10-21 present
BX Securities Limited
寶信證券有限公司
RO Type 9 - Asset management 2019-10-21 present
Target Capital Management Limited
泰達資產管理有限公司
RO Type 1 - Dealing in securities 2017-05-11 2019-02-25
Target Capital Management Limited
泰達資產管理有限公司
RO Type 4 - Advising on securities 2017-05-11 2019-02-25
Target Capital Management Limited
泰達資產管理有限公司
RO Type 9 - Asset management 2017-05-11 2019-02-25
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 1 - Dealing in securities 2014-12-19 2017-05-11
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 4 - Advising on securities 2014-12-19 2017-05-11
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 9 - Asset management 2014-12-19 2017-05-11

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