Joanne Yue Shan Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Yue Shan Lim (林悅珊), a licensed Responsible Officer with CE reference BDF560. Currently licensed at 1 firm(s): Jain Global (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 11.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jain Global (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2026-05-06 | present |
| Jain Global (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2026-05-06 | present |
| Jain Global (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-06-28 | present |
| Jain Global (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-07-05 | 2026-05-06 |
| Jain Global (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2024-07-05 | 2026-05-06 |
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-04-26 | 2024-06-10 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-26 | 2022-02-25 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-17 | 2022-02-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-06 | 2018-08-03 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-06 | 2018-08-03 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-02 | 2017-05-19 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-02 | 2017-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joanne Yue Shan Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.