Lawrence Nicholas Rumble
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Nicholas Rumble, a licensed former licensee with CE reference BCV893. This person has 7.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 9 - Asset management | 2019-07-16 | 2021-11-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-16 | 2021-11-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 - Advising on securities | 2019-01-16 | 2021-11-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-10 | 2019-01-16 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-10 | 2019-01-16 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-03-25 | 2016-12-15 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-05 | 2016-12-15 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-05 | 2016-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lawrence Nicholas Rumble during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.