Jiazhu Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiazhu Cai (蔡佳竹), a licensed Representative with CE reference BCU021. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Securities Limited, China International Capital Corporation Hong Kong Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 12.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-22 | present |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-09-22 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-22 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-05 | 2025-08-11 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-06-05 | 2025-08-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-06-05 | 2025-08-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-26 | 2024-04-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-27 | 2024-04-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-13 | 2024-04-26 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-24 | 2018-07-29 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-24 | 2018-07-29 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-25 | 2018-04-06 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-23 | 2018-04-06 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-23 | 2018-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jiazhu Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.