Rick Kaiwui Chow
周啟匯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rick Kaiwui Chow (周啟匯), a licensed former licensee with CE reference BCO960. This person has 6.1 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-24 | 2023-09-30 |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2019-01-25 | 2023-09-30 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-31 | 2016-01-31 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 - Asset management | 2015-08-31 | 2016-01-31 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-15 | 2015-07-22 |
| Apices Advisory Limited 臻峯投資咨詢有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-30 | 2014-04-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rick Kaiwui Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.