Qing Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing Chen (陳青), a licensed Responsible Officer with CE reference BCH576. Currently licensed at 1 firm(s): CCB Principal Asset Management (Hong Kong) Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-03-17 | present |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2023-03-17 | present |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-28 | 2023-03-17 |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-12-28 | 2023-03-17 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-06 | 2020-12-14 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-06 | 2020-12-14 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-06-06 | 2020-12-14 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-14 | 2016-05-04 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-22 | 2016-05-04 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-11-22 | 2016-05-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qing Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.