Tetsuya Tabata
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tetsuya Tabata (田端哲也), a licensed Responsible Officer with CE reference BBZ941. Currently licensed at 1 firm(s): Sumitomo Mitsui Trust (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 3 - Leveraged foreign exchange trading; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2026-04-28 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-06-10 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-06-10 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 9 - Asset management | 2022-06-10 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-07 | 2019-09-27 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-01-07 | 2019-09-27 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 9 - Asset management | 2014-01-07 | 2019-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tetsuya Tabata during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.