Yau Shing Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Shing Wong (黃有成), a licensed Responsible Officer with CE reference BAI408. Currently licensed at 1 firm(s): SDHG International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 12.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-04-11 | present |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-04-11 | present |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-04-11 | present |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 9 - Asset management | 2016-04-11 | present |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-18 | 2016-04-11 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-12-18 | 2016-04-11 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-18 | 2016-04-11 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-12-18 | 2016-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yau Shing Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.