Yiyi Xu
徐宜宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiyi Xu (徐宜宜), a licensed former licensee with CE reference BAH694. This person has 7.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-23 | 2025-02-26 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-10-23 | 2025-02-26 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-10-23 | 2025-02-26 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-14 | 2014-09-09 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-01-14 | 2014-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiyi Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.