Chi Yuen Law
羅志遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yuen Law (羅志遠), a licensed Responsible Officer with CE reference BAF301. Currently licensed at 1 firm(s): Surging Waves Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surging Waves Capital Limited 滄浪資本有限公司 |
RO | Type 4 - Advising on securities | 2026-02-13 | present |
| Surging Waves Capital Limited 滄浪資本有限公司 |
RO | Type 9 - Asset management | 2026-02-13 | present |
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-15 | 2024-06-30 |
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-10-15 | 2024-06-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-27 | 2012-10-31 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-27 | 2012-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Yuen Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.