Xi Chen
陳曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi Chen (陳曦), a licensed former licensee with CE reference AZT130. This person has 11.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-12-21 | 2024-10-31 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 9 - Asset management | 2020-12-21 | 2024-10-31 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-10 | 2019-11-30 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-10 | 2019-11-30 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-10 | 2019-11-30 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Xi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.