Ying Mao Andrew Ma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Mao Andrew Ma (馬英武), a licensed Responsible Officer with CE reference AZT117. Currently licensed at 1 firm(s): Excel Shining Asia Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excel Shining Asia Limited 卓耀亞洲有限公司 |
RO | Type 4 - Advising on securities | 2020-04-29 | present |
| Excel Shining Asia Limited 卓耀亞洲有限公司 |
RO | Type 9 - Asset management | 2020-04-29 | present |
| Surich Asset Management Limited 順裕資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-07-05 | 2020-02-13 |
| Surich Asset Management Limited 順裕資產管理有限公司 |
RO | Type 9 - Asset management | 2018-07-05 | 2020-02-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-06 | 2017-10-31 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2012-07-06 | 2017-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Mao Andrew Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.