Weimin Wu
吳偉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Weimin Wu (吳偉敏), a licensed former licensee with CE reference AZK393. This person has 11.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-10-31 | 2025-08-18 |
| Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司 |
RO | Type 9 - Asset management | 2023-10-31 | 2025-08-18 |
| Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-11 | 2023-10-31 |
| Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-08-18 | 2023-10-31 |
| Hartford Capital Limited 華普資本有限公司 |
RO | Type 9 - Asset management | 2022-01-03 | 2023-07-18 |
| Hartford Capital Limited 華普資本有限公司 |
Rep | Type 9 - Asset management | 2020-01-15 | 2022-01-03 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-15 | 2018-08-14 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-09 | 2014-08-08 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-09 | 2014-08-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-12 | 2014-04-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-12 | 2014-04-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-11 | 2013-03-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-16 | 2013-03-29 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-16 | 2013-03-29 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-02 | 2013-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Weimin Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.