Lingzhu Yu Steiner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingzhu Yu Steiner (遇玲珠), a licensed Responsible Officer with CE reference AZK192. Currently licensed at 2 firm(s): ICBC International Securities Limited, ICBC International Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 13.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-21 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2020-01-21 | present |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-29 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-29 | 2020-01-21 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-29 | 2020-01-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-13 | 2017-02-27 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-13 | 2017-02-27 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2012-05-04 | 2014-01-10 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2012-05-04 | 2014-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lingzhu Yu Steiner during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.