Kin Pan Chan
陳健斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Pan Chan (陳健斌), a licensed Responsible Officer with CE reference AZB954. Currently licensed at 1 firm(s): Aspenwood Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 |
RO | Type 4 - Advising on securities | 2016-11-15 | present |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
RO | Type 9 - Asset management | 2016-11-15 | present |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-11-04 | 2016-11-03 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-28 | 2015-11-04 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-28 | 2016-11-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-25 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-04-25 | 2013-01-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-03-01 | 2012-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-03-01 | 2012-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-03-01 | 2012-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Pan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.