Xiaopu Bai
白效溥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaopu Bai (白效溥), a licensed former licensee with CE reference AYJ561. This person has 12.7 years of SFC licence history. Total licence records on file: 6.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-23 | 2025-01-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-11-23 | 2025-01-31 |
| HFZ Capital Management Limited | Rep | Type 9 - Asset management | 2015-07-27 | 2020-05-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-28 | 2015-07-24 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-19 | 2015-07-24 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-05 | 2012-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaopu Bai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.