Wendy Ka Man Law
羅嘉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Ka Man Law (羅嘉雯), a licensed former licensee with CE reference AOG819. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HFZ Capital Management Limited |
Rep | Type 9 — Asset management | 2016-02-04 | 2016-10-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-24 | 2015-09-01 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-17 | 2014-05-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-09-17 | 2014-05-28 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-09-03 | 2012-08-16 |
| Natixis Commodity Markets (Asia) Limited |
Rep | Type 2 — Dealing in futures contracts | 2006-12-05 | 2008-09-30 |