Kong Lun Tam
譚港麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Lun Tam (譚港麟), a licensed Representative with CE reference AXN158. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-17 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-17 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-14 | 2022-10-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-14 | 2022-10-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-19 | 2021-09-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-19 | 2021-09-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2021-07-19 | 2021-09-05 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-11-13 | 2021-06-01 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-11-13 | 2021-06-01 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-13 | 2019-11-13 |
| iBest Investment Services Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2017-06-08 | 2017-06-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-05-08 | 2017-06-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-12 | 2017-06-30 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-12 | 2017-06-30 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-26 | 2015-03-02 |