Yen-Fu Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen-Fu Chen (陳彥甫), a licensed Responsible Officer with CE reference AYE805. Currently licensed at 1 firm(s): Luminous Asset Management (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.2 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luminous Asset Management (HK) Limited |
RO | Type 4 - Advising on securities | 2026-06-17 | present |
| Luminous Asset Management (HK) Limited |
RO | Type 9 - Asset management | 2026-06-17 | present |
| Luminous Asset Management (HK) Limited |
Rep | Type 4 - Advising on securities | 2024-04-29 | 2026-06-17 |
| Luminous Asset Management (HK) Limited |
Rep | Type 9 - Asset management | 2024-01-02 | 2026-06-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-19 | 2023-04-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-09-19 | 2023-04-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-19 | 2023-04-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-09-19 | 2023-04-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-10 | 2022-09-01 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-10 | 2022-09-01 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-10 | 2022-09-01 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-12-10 | 2022-09-01 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-12-10 | 2022-09-01 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2021-12-10 | 2022-09-01 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-13 | 2014-07-11 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-13 | 2014-07-11 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-21 | 2012-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yen-Fu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.