Ka Fung Adrian Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fung Adrian Lau (劉家灃), a licensed Responsible Officer with CE reference AXU722. Currently licensed at 1 firm(s): Perpetuum Wealth Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Perpetuum Wealth Management Limited 長期財富管理有限公司 |
RO | Type 4 - Advising on securities | 2022-09-21 | present |
| Perpetuum Wealth Management Limited 長期財富管理有限公司 |
RO | Type 9 - Asset management | 2022-09-21 | present |
| Perpetuum Wealth Management Limited 長期財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-22 | 2022-09-21 |
| Perpetuum Wealth Management Limited 長期財富管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-22 | 2022-09-21 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 4 - Advising on securities | 2020-06-23 | 2022-08-19 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 9 - Asset management | 2020-06-23 | 2022-08-19 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-12 | 2020-06-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-04-12 | 2020-06-05 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-31 | 2017-12-09 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-31 | 2017-12-09 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 9 - Asset management | 2017-05-31 | 2017-12-09 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-19 | 2017-05-20 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-05-19 | 2017-05-20 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-04-19 | 2014-12-17 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-04 | 2014-12-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Fung Adrian Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.