Shiu Chung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Chung Chan (陳兆聰), a licensed Responsible Officer with CE reference AXR111. Currently licensed at 1 firm(s): Emperio Securities and Assets Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-25 | present |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-06-25 | present |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 9 - Asset management | 2025-06-25 | present |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-05 | 2025-06-25 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-05 | 2025-06-25 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-05 | 2025-06-25 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-02 | 2019-08-26 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-02 | 2019-08-26 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-25 | 2012-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Chung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.