Wing Ting Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ting Lee (李穎婷), a licensed Responsible Officer with CE reference AXO756. Currently licensed at 1 firm(s): PIMCO Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-13 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2026-05-13 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2026-05-13 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-22 | 2026-05-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-06-22 | 2026-05-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-03 | 2026-05-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2012-06-01 | 2012-11-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-06-01 | 2012-11-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-05 | 2012-11-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-05 | 2012-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Ting Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jung Park | PIMCO Asia Limited | 2012–present |
| Janghan Son | PIMCO Asia Limited | 2013–present |
| Yoonbum Park | PIMCO Asia Limited | 2012–2024 |
| Hon Man Lam | PIMCO Asia Limited | 2017–present |
| Li He | PIMCO Asia Limited | 2017–present |
| Haining Yin | PIMCO Asia Limited | 2012–2021 |
| Stephen Koon Bong Chang | PIMCO Asia Limited | 2018–present |
| Lingyu Qiu | PIMCO Asia Limited | 2018–present |
| Yingtao Lu | PIMCO Asia Limited | 2018–present |
| Hsing-Ju Hsieh | PIMCO Asia Limited | 2014–2022 |
| Leong Hong Shiu | PIMCO Asia Limited | 2018–present |
| Lei Dong | PIMCO Asia Limited | 2018–present |
| Yishan Cao | PIMCO Asia Limited | 2018–present |
| Jingjing Huang | PIMCO Asia Limited | 2019–present |
| Mark Richard Kiesel | PIMCO Asia Limited | 2015–2024 |
| Yuan Meng | PIMCO Asia Limited | 2012–2021 |
| Qing Zhao | PIMCO Asia Limited | 2019–2026 |
| Esteban Burbano | PIMCO Asia Limited | 2017–2026 |
| Annisa Yuen Yee Lee | PIMCO Asia Limited | 2020–present |
| Chia Chih Tang | PIMCO Asia Limited | 2016–2022 |