Sai Wa Cheng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Wa Cheng (鄭世華), a licensed Representative with CE reference AXM173. Currently licensed at 1 firm(s): Splentide Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-27 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-27 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 9 - Asset management | 2019-05-27 | present |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-01 | 2018-10-26 |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
Rep | Type 9 - Asset management | 2011-08-01 | 2018-10-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Wa Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.